Carrington L. Mcdowell-walsh

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CRD#: 7836155

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carrington Leigh Mcdowell-walsh was a registered financial professional .

Carrington is a previously registered financial professional and started their career in finance in 2023. Carrington had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Sir Rebral Selects; Non-investment related; Address: N/A (virtual); Nature: NFL Sports-handicapper brand; Position: Newsletter Author Date: Beginning September 2023; Approx. # of hours p/month: 20hrs; I draft their weekly newsletter. 2. Blue Train College Prep; Non-investment related; Address: 638 Torrance Blvd, Redondo Beach, CA 90277, U.S.; Nature: College Application advisors Position: College essay coach; Date: Beginning of October 2023; Approx. # of hours p/month: 20hrs; I coach current high school students on their essays for college applications. 3. Glen Keane Productions; Non-investment related; Address: 12 Rue Notre Dame des Victoires, Paris, France 75002; Position: Production Coordinator Date: beginning of October 2023; Approx. # of hours p/month: 56hrs; I assist the production for the company's animation films Due to time difference, none of these positions affect securities trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2023 - December 11, 2024

SAGE STONE WEALTH MANAGEMENT LLC

RIA

CRD#: 155477

Paris,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE STONE WEALTH MANAGEMENT LLC

KING & CO. INVESTMENT COUNSEL LLC | SAGE STONE WEALTH MANAGEMENT LLC

CRD#: 155477 / SEC#: 801-91170

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

California

Registered Investment Advisory firm - (5/17/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2023

Uniform Investment Adviser Law Examination

Current Firm

SAGE STONE WEALTH MANAGEMENT LLC

KING & CO. INVESTMENT COUNSEL LLC | SAGE STONE WEALTH MANAGEMENT LLC

CRD#: 155477 / SEC#: 801-91170

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

California

Registered Investment Advisory firm - (5/17/2015 Terminated)

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Contact information

Main Address

7946 Ivanhoe Avenue Suite 316, La Jolla, CA 92037

Mailing Address

Phone number

(858) 412-6404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	424
AUM (Assets Under Management)	$ 230,424,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carrington L. Mcdowell-walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SAGE STONE WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

SAGE STONE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2023

Current Firm

SAGE STONE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE STONE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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