Joseph F. Schneider

GUIDING WEALTH MANAGEMENT

Las Vegas, NV 89101

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CRD#: 7833372

Professional summary

Joseph Francisco Schneider is a registered financial advisor currently at GUIDING WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Contractor, investment related, Las Vegas, Nevada, Advisory Firm, Independent Contractor, 10/2023,5-15 hours per week, 5-15 hours per week, Client Service Associate/Administrative Support/Paraplanning Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francisco Schneider's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2024 - Present

GUIDING WEALTH MANAGEMENT, LLC

Office #1: 300 South 4th Street 6th Floor, Las Vegas, NV, 89101

RIA

CRD#: 175242

Las Vegas, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(4/3/2024)

IAR

Texas
(7/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2021

Uniform Investment Adviser Law Examination

Current Firm

GUIDING WEALTH MANAGEMENT, LLC

GUIDING WEALTH MANAGEMENT, LLC | GUIDING WEALTH, LLC

CRD#: 175242 / SEC#:

California

Registered Investment Advisory firm - (3/8/2024 Approved)

Nevada

Registered Investment Advisory firm - (1/12/2024 Approved)

New Jersey

Registered Investment Advisory firm - (12/24/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/2/2025 Terminated)

Rhode Island

Registered Investment Advisory firm - (9/25/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2015 Approved)

Vermont

Registered Investment Advisory firm - (8/8/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2007 N. Collins Blvd Ste 503, Richardson, TX 75080

Mailing Address

Phone number

(214) 810-3835

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 50,957,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph F. Schneider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francisco Schneider's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDING WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2021

Current Firm

GUIDING WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDING WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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