Marcelina M. Castel De Oro
Professional summary
Marcelina Marie Castel De Oro, who also goes by Marcelina Marie Herrera Castel De Oro, Marcelina Marie Rivera, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Tucson, Arizona.
Marcelina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Marcelina has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marcelina Marie Castel De Oro's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2025 - Present
PERIGON WEALTH MANAGEMENT, LLC
June 4, 2024 - September 13, 2024
CENTAURUS FINANCIAL, INC.
April 12, 2024 - September 13, 2024
CENTAURUS FINANCIAL, INC.
Primary Firm SEC Registration
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2025)
Exams
Series 7TO
Date: 4/12/2024
General Securities Representative ExaminationCurrent Firm
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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