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ER

Elizabeth A. Reff

SANTA BARBARA MANAGEMENT
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 7831863
ER

Professional summary

Elizabeth Anne Reff is a registered financial advisor currently at SANTA BARBARA MANAGEMENT located in Chicago, Illinois.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Elizabeth has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Anne Reff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2026 - Present

SANTA BARBARA MANAGEMENT

Office #1: 10 E. Ohio St. 2nd Floor, Chicago, IL 60611
RIA
CRD#: 334801
CHICAGO, IL
Past

December 22, 2023 - May 7, 2026

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
SANTA BARBARA MANAGEMENT
SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC

CRD#: 334801 / SEC#: 801-132201

RIA
Registered Investment Advisory firm - (3/17/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(5/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/6/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/16/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/20/2023
Securities Industry Essentials Examination

Current Firm

SB
SANTA BARBARA MANAGEMENT
SANTA BARBARA MANAGEMENT | SANTA BARBARA MGMT, LLC

CRD#: 334801 / SEC#: 801-132201

RIA
Registered Investment Advisory firm - (3/17/2025 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10 E. Ohio St. 2nd Floor, Chicago, IL 60611
Mailing Address
Phone number
(734) 604-9891
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SBM ADV PART 2A (9/15/2025)

Regulatory assets under management

Total Number of Accounts154
AUM (Assets Under Management)$ 259,160,014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SANTA BARBARA MANAGEMENT

CRD#: 334801Chicago, IL 60611

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