MS
Michael J. Scanlon
ARES MANAGEMENT CAPITAL MARKETS
West Hartford, CT 06107
Some features on this profile are disabled
CRD#: 7831816
MS
Professional summary
Michael John Scanlon, who also goes by Mike Scanlon, is a registered financial professional currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in West Hartford, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Mike Scanlon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael John Scanlon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2024 - Present
ARES MANAGEMENT CAPITAL MARKETS LLC
Office #1: 65 Memorial Road Suite 210, West Hartford, CT 06107BD
CRD#: 166219
West Hartford, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/25/2025)
RR
Alaska(9/25/2025)
RR
Arizona(9/25/2025)
RR
Arkansas(9/25/2025)
RR
California(9/25/2025)
RR
Colorado(9/25/2025)
RR
Connecticut(4/1/2024)
RR
Delaware(9/25/2025)
RR
District of Columbia(9/25/2025)
RR
Florida(9/25/2025)
RR
Georgia(9/25/2025)
RR
Hawaii(9/25/2025)
RR
Idaho(9/25/2025)
RR
Illinois(9/25/2025)
RR
Indiana(9/25/2025)
RR
Iowa(9/25/2025)
RR
Kansas(9/25/2025)
RR
Kentucky(9/25/2025)
RR
Louisiana(9/25/2025)
RR
Maine(9/25/2025)
RR
Maryland(9/25/2025)
RR
Massachusetts(9/25/2025)
RR
Michigan(9/25/2025)
RR
Minnesota(9/25/2025)
RR
Mississippi(9/25/2025)
RR
Missouri(9/25/2025)
RR
Montana(9/25/2025)
RR
Nebraska(9/25/2025)
RR
Nevada(9/25/2025)
RR
New Hampshire(9/25/2025)
RR
New Jersey(9/25/2025)
RR
New Mexico(9/25/2025)
RR
New York(9/25/2025)
RR
North Carolina(9/25/2025)
RR
North Dakota(9/25/2025)
RR
Ohio(9/25/2025)
RR
Oklahoma(9/25/2025)
RR
Oregon(9/25/2025)
RR
Pennsylvania(9/25/2025)
RR
Rhode Island(9/25/2025)
RR
South Carolina(9/25/2025)
RR
South Dakota(9/25/2025)
RR
Tennessee(9/25/2025)
RR
Texas(9/25/2025)
RR
Utah(9/25/2025)
RR
Vermont(9/25/2025)
RR
Virginia(9/25/2025)
RR
Washington(9/25/2025)
RR
West Virginia(9/25/2025)
RR
Wisconsin(9/25/2025)
RR
Wyoming(9/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AM
ARES MANAGEMENT CAPITAL MARKETS LLC
ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC
CRD#: 166219 / SEC#: , 8-69194
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1200 17th Street Suite 2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite 2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Delaware since 01/20/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
