NB
Nathan D. Baumann
INTRUA FINANCIAL
Brookfield, WI 53045
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CRD#: 7831414
NB
Professional summary
Nathan Donald Baumann, who also goes by Nathan Baumann, is a registered financial advisor currently at INTRUA FINANCIAL located in Brookfield, Wisconsin.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Nathan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Baumann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/10/2025 - Nathan Baumann is also engaged in contract work with Larson Financial Group, LLC, which is under common ownership with Intrua Financial LLC through Larson Financial Holdings, LLC. He assists Larson Financial Group's trading team with trading, rebalancing, and 401(k)-related tasks and is compensated $25 per hour for approximately 13 hours per month. (2) 08/01/2025 - Nathan Baumann is employed part-time as a cook at Foolery's, a bar and restaurant located at N52W35091 W Lake Dr, Oconomowoc, WI 53066. This hospitality-related position is unrelated to the investment advisory business and does not involve firm clients or advisory services. The individual typically works 15 to 20 hours per week and is compensated at a rate of $20 per hour. This outside activity does not present any conflict of interest with the individual's advisory responsibilities.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Donald Baumann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2025 - Present
INTRUA FINANCIAL
Office #1: 675 N Barker Rd #220, Brookfield, WI 53045RIA
CRD#: 281554
Brookfield, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(6/18/2025)
Current Firm
IF
INTRUA FINANCIAL
COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES
CRD#: 281554 / SEC#: 801-106767
RIA
Registered Investment Advisory firm - (10/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3737 Buffalo Speedway Suite 400, Houston, TX 77098
Mailing Address
Phone number
(713) 355-9910
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,051 |
| AUM (Assets Under Management) | $ 1,212,765,982 |
Red Flags
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Company Information
INTRUA FINANCIAL
CRD#: 281554Brookfield, WI 53045TRUST BUT VERIFY
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