Martha L. Clark

HARBOUR WEALTH MANAGEMENT GROUP

Daniel Island, SC 29492

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CRD#: 7831369

Professional summary

Martha Louise Clark is a registered financial advisor currently at HARBOUR WEALTH MANAGEMENT GROUP, INC. located in Daniel Island, South Carolina and M HOLDINGS SECURITIES, INC. located in Daniel Island, South Carolina.

Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Martha has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Insurance Agent; Investment-related; 126 Seven Farms Drive, Ste 150, Daniel Island, SC, 29492; Insurance Sales; Implementation of Insurance Recommendations; Approx. 5% of time during the month 2) Martha Clark is dually registered with Harbour Wealth Management Group, Inc. ("HWMG") and M Holdings Securities, Inc. ("M Holdings"). Ms. Clark has served as an investment advisor representative for HWMG since 05/2024 and as a registered representative with M Holdings since 03/2024. Business is conducted from 126 Seven Farms Drive, Ste 150, Daniel Island, SC, 29492. Approximately 90% of Ms. Clark's time is for services as an investment advisor representative and the balance as a registered representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Louise Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

HARBOUR WEALTH MANAGEMENT GROUP, INC.

Office #1: 126 Seven Farms Drive Ste 150, Daniel Island, SC 29492

RIA

CRD#: 314496

Daniel Island, SC

Current

March 13, 2024 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 126 Seven Farms Drive Ste 150, Daniel Island, SC 29492

RIA

CRD#: 43285

Daniel Island, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR WEALTH MANAGEMENT GROUP, INC.

CRD#: 314496 / SEC#: 801-121292

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(1/29/2025)

South Carolina
(5/7/2024)

IAR

South Carolina
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/15/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HARBOUR WEALTH MANAGEMENT GROUP, INC.

CRD#: 314496 / SEC#: 801-121292

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

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Contact information

Main Address

126 Seven Farms Drive Ste 150, Daniel Island, SC 29492

Mailing Address

Phone number

(843) 377-8448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HWMG DISCLOSURE BROCHURE AND WRAP PROGRAM (2/21/2025)

Regulatory assets under management

Total Number of Accounts	473
AUM (Assets Under Management)	$ 191,288,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Martha L. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Louise Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR WEALTH MANAGEMENT GROUP, INC.

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

HARBOUR WEALTH MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2024

Series 7TO

Date: 3/12/2024

SIE

Date: 12/15/2023

FINRA

Current Firm

HARBOUR WEALTH MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOUR WEALTH MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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