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Kobe M. Gustafson
CGC FINANCIAL SERVICES
LAKE OSWEGO, OR 97035
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CRD#: 7830878
KG
Kobe Myles GustafsonCGC FINANCIAL SERVICES
Professional summary
Kobe Myles Gustafson, who also goes by Kobe Gustafson, is a registered financial advisor currently at CGC FINANCIAL SERVICES located in Lake Oswego, Oregon.
Kobe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Kobe has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
At a Glance
Always Fiduciary
Aliases
Kobe Gustafson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CGC FINANCIAL SERVICES, LLC RIA POSITION: Client Service Associate NATURE: Wealth Management LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/08/2023 ADDRESS: 5 Centerpointe Dr, # 550, Lake Oswego OR 97035, United States DESCRIPTION: Account Processing, Client Phone Calls. Paperwork CGC FINANCIAL SERVICES, LLC RIA POSITION: Notary NATURE: Notary for CGC Financial Services which is my OBA wealth management firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2024 ADDRESS: 5 Centerpointe Dr, # 550, Lake Oswego OR 97035, United States DESCRIPTION: CGC asked if I was willing to become a notary so that I may notarize client forms as needed. I do not receive compensation for this outside of my salary and I only conduct this business within CGC Financial Services' hours and place of business. I notarize documents, on average, once a month. Under the certification listed for me on our CGC website, it is noted that I am a Notary Public. We do not actively market notary services.
CRS (Client Relationship Summary) - RIA
Click below to view Kobe Myles Gustafson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2026 - Present
CGC FINANCIAL SERVICES
Office #1: 5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035RIA
CRD#: 155446
LAKE OSWEGO, OR
Past
October 1, 2024 - August 19, 2026
OSAIC WEALTH, INC.
RIA
CRD#: 23131
Lake Oswego, OR
Past
September 30, 2024 - August 19, 2026
OSAIC WEALTH, INC.
BD
CRD#: 23131
Lake Oswego, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CGC FINANCIAL SERVICES
CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC
CRD#: 155446 / SEC#: 801-78845
RIA
Registered Investment Advisory firm - (11/22/2013 Approved)Oregon
Registered Investment Advisory firm - (12/4/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(8/19/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CF
CGC FINANCIAL SERVICES
CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC
CRD#: 155446 / SEC#: 801-78845
RIA
Registered Investment Advisory firm - (11/22/2013 Approved)Oregon
Registered Investment Advisory firm - (12/4/2013 Terminated)Loading...
Contact information
Main Address
5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035
Mailing Address
Phone number
(503) 670-1958
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,027 |
| AUM (Assets Under Management) | $ 737,318,031 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
