Laura R. Hartman
Professional summary
Laura Rubens Hartman, who also goes by Lulu Rubens Hartman, Laura Helena Rubens, Lulu Helena Rubens, is a registered financial advisor currently at ROFI LLC located in Beverly Hills, Michigan.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Laura has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura Rubens Hartman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2026 - Present
ROFI LLC
November 11, 2025 - April 17, 2026
ROBERT W. BAIRD & CO. INCORPORATED
November 11, 2025 - April 17, 2026
ROBERT W. BAIRD & CO. INCORPORATED
October 23, 2024 - December 3, 2025
UBS FINANCIAL SERVICES INC.
October 23, 2024 - December 3, 2025
UBS FINANCIAL SERVICES INC.
February 13, 2024 - October 29, 2024
RAYMOND JAMES & ASSOCIATES, INC.
December 21, 2023 - October 29, 2024
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/20/2026)
Exams
Series 7TO
Date: 12/21/2023
General Securities Representative ExaminationCurrent Firm
ROFI LLC
CRD#: 340471 / SEC#: 801-135563
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
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