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ML

Michael J. Lyons

INVESTX MARKETS LLC
New York, NY 10038
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CRD#: 7830008
ML

Professional summary


Michael John Lyons, who also goes by Michael John Lyons, Mike Lyons, is a registered financial professional currently at INVESTX MARKETS LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael John Lyons | Mike Lyons

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael John Lyons's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 8, 2025 - Present

INVESTX MARKETS LLC

Office #1: 19 Fulton Street Suite 300, New York, NY 10038
BD
CRD#: 148248
New York, NY
Past

July 1, 2024 - April 3, 2025

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
NEW YORK, NY
Past

February 16, 2024 - April 3, 2025

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/8/2025)
RR
Alaska
(4/8/2025)
RR
Arizona
(4/8/2025)
RR
Arkansas
(4/8/2025)
RR
California
(4/8/2025)
RR
Colorado
(4/8/2025)
RR
Connecticut
(4/8/2025)
RR
Delaware
(4/8/2025)
RR
Florida
(4/8/2025)
RR
Georgia
(4/8/2025)
RR
Idaho
(4/8/2025)
RR
Illinois
(4/8/2025)
RR
Indiana
(4/8/2025)
RR
Iowa
(4/8/2025)
RR
Kansas
(4/8/2025)
RR
Kentucky
(4/8/2025)
RR
Louisiana
(4/8/2025)
RR
Maine
(4/8/2025)
RR
Maryland
(4/8/2025)
RR
Massachusetts
(4/8/2025)
RR
Michigan
(4/8/2025)
RR
Minnesota
(4/8/2025)
RR
Mississippi
(4/8/2025)
RR
Missouri
(4/8/2025)
RR
Montana
(4/8/2025)
RR
Nebraska
(4/8/2025)
RR
Nevada
(4/8/2025)
RR
New Hampshire
(4/8/2025)
RR
New Jersey
(4/8/2025)
RR
New Mexico
(4/8/2025)
RR
New York
(4/8/2025)
RR
North Carolina
(4/8/2025)
RR
North Dakota
(4/8/2025)
RR
Ohio
(4/8/2025)
RR
Oklahoma
(4/8/2025)
RR
Pennsylvania
(4/8/2025)
RR
Rhode Island
(4/8/2025)
RR
South Carolina
(4/8/2025)
RR
South Dakota
(4/8/2025)
RR
Tennessee
(4/8/2025)
RR
Texas
(4/8/2025)
RR
Utah
(4/8/2025)
RR
Vermont
(4/8/2025)
RR
Virgin Islands
(4/8/2025)
RR
Virginia
(4/8/2025)
RR
Washington
(4/8/2025)
RR
West Virginia
(4/8/2025)
RR
Wisconsin
(4/8/2025)
RR
Wyoming
(4/8/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/1/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2024
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IM
INVESTX MARKETS LLC
AUCTUS SECURITIES, LLC | WOODVILLE HALL CAPITAL, LLC | INVESTX MARKETS LLC

CRD#: 148248 / SEC#: , 8-67996

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
19 Fulton Street Suite 300, New York, NY 10038
Mailing Address
19 Fulton Street Suite 300, New York, NY 10038
Phone number
(212) 390-9270
Established
Virginia since 10/17/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
INVESTX FINANCIAL (UNITED STATES) INC.100% OWNER
NEW, MARCUS A.CCO7235082
SANDERS, DANIEL TAYLORCEO2673344
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTX MARKETS LLC

CRD#: 148248New York, NY 10038

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