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MS

Marcus Sturdivant

THE ABC SQUARED
INDIAN TRAIL, NC
Some features on this profile are disabled
CRD#: 7829988
MS

Professional summary

Marcus Sturdivant is a registered financial advisor currently at THE ABC SQUARED located in Indian Trail, North Carolina.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Marcus has worked at 2 firms and has passed the Series 63, Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-independent licensed insurance agent -volunteers for a nonprofit, The Kaizen Foundation of North Carolina, which has a primary focus on financial literacy.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Sturdivant's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2025 - Present

THE ABC SQUARED

RIA
CRD#: 334631
INDIAN TRAIL, NC
Past

November 13, 2023 - January 6, 2025

FLORIDA FINANCIAL ADVISORS, LLC

RIA
CRD#: 288811
Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(3/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/17/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/25/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/21/2023
Securities Industry Essentials Examination

Current Firm

TA
THE ABC SQUARED
ALL BASES COVERED | THE ABC SQUARED LLC | THE ABC SQUARED DBA ALL BASES COVERED | THE ABC SQUARED

CRD#: 334631 / SEC#:

North Carolina
Registered Investment Advisory firm - (3/24/2025 Approved)
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Contact information

Main Address
Indian Trail, NC
Mailing Address
Phone number
(704) 668-3101
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE ABC SQUARED

CRD#: 334631Indian Trail, NC

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