Alexandra T. Sandoval
Professional summary
Alexandra Taylor Sandoval, who also goes by Alexandra T Sandoval, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Irvine, California and CNR SECURITIES, LLC located in Irvine, California.
Alexandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Alexandra has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexandra Taylor Sandoval's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2024 - Present
CITY NATIONAL ROCHDALE
Office #1: 18111 Von Karman Avenue, Irvine, CA 92612December 18, 2023 - Present
CNR SECURITIES, LLC
Office #1: 18111 Von Karman Avenue 4th Floor, Irvine, CA 92612Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2024)
(3/16/2024)
Exams
Series 7TO
Date: 12/16/2023
General Securities Representative ExaminationFINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
