JI
Jack A. Irwin
NEWMAN LADD CAPITAL ADVISORS.
Camillus, NY 13031
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CRD#: 7829572
JI
Professional summary
Jack Austin Irwin is a registered financial advisor currently at NEWMAN LADD CAPITAL ADVISORS, LLC. located in Camillus, New York and LEIGH BALDWIN & CO., LLC located in Camillus, New York.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Jack has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Moen & Thurston - Associate position at the firm, which provides tax, law and other non-investment related services). I began this position in September 2023 and am primarily involved in income tax preparation and administrative capacities (witnessing, notarizing, organization, etc.). The hours for this work are variable based on the time of year and workload to handle (varies part time 40 hours/week). Non-paid Board Member - Notre Dame Club of Central New York/Syracuse.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Austin Irwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2024 - Present
NEWMAN LADD CAPITAL ADVISORS, LLC.
Office #1: 5100 West Genesee Street, Camillus, NY 13031RIA
CRD#: 129860
Camillus, NY
Current
December 7, 2023 - Present
LEIGH BALDWIN & CO., LLC
Office #1: 5100 West Genesee Street, Camillus, NY 13031RIA
BD
CRD#: 38751
Camillus, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NL
NEWMAN LADD CAPITAL ADVISORS, LLC.
NEWMAN LADD CAPITAL ADVISORS, LLC.
CRD#: 129860 / SEC#: 801-79297
RIA
Registered Investment Advisory firm - (3/6/2014 Approved)Florida
Registered Investment Advisory firm - (11/7/2014 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(12/18/2023)
IAR
New York(2/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NL
NEWMAN LADD CAPITAL ADVISORS, LLC.
NEWMAN LADD CAPITAL ADVISORS, LLC.
CRD#: 129860 / SEC#: 801-79297
RIA
Registered Investment Advisory firm - (3/6/2014 Approved)Florida
Registered Investment Advisory firm - (11/7/2014 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5100 West Genesee Street, Camillus, NY 13031
Mailing Address
Phone number
(315) 299-8979
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 355 |
| AUM (Assets Under Management) | $ 93,081,057 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEWMAN LADD CAPITAL ADVISORS, LLC.
CRD#: 129860Camillus, NY 13031TRUST BUT VERIFY
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