GC
Garold S. Casterline
GWN SECURITIES
DEERFIELD BEACH, FL
Some features on this profile are disabled
CRD#: 7829415
GC
Professional summary
Garold Scott Casterline, who also goes by Garold S Casterline, Garold Scott Casterline, Garold Casterline, Gary S Casterline, is a registered financial advisor currently at GWN SECURITIES INC. located in Deerfield Beach, Florida.
Garold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Garold has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Garold S Casterline | Garold Scott Casterline | Garold Casterline | Gary S Casterline
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-- VOYAGE RETIREMENT SOLUTIONS POSITION: Financial Representative NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Fee Based. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 4/07/2025 ADDRESS: 220 E Central Parkway Suite 1000 Altamonte Springs, FL 32701, United States DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. 2-- POLICE OFFICER POSITION: Police Officer NATURE: Law Enforcement. COMPENSATION TYPE: Hourly. INVESTMENT RELATED: No NUMBER OF HOURS: 160 TRADING HOURS: 0 START DATE: 9/29/2016 ADDRESS: 8800 SW 36th St. Davie, FL 33328, United States DESCRIPTION: Police Officer.
CRS (Client Relationship Summary) - RIA
Click below to view Garold Scott Casterline's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Garold Scott Casterline's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2025 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
DEERFIELD BEACH, FL
Current
April 11, 2025 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764Office #2: 1130 Business Center Dr. Suite 2000, Lake Mary, FL 32746RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
February 14, 2024 - February 7, 2025
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Davie, FL
Past
December 19, 2023 - February 7, 2025
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Davie, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/11/2025)
IAR
Florida(4/14/2025)
RR
Montana(10/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
