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AW

Andrew J. Wilcox

SOLTIS INVESTMENT ADVISORS
ST. GEORGE, UT 84770
Some features on this profile are disabled
CRD#: 7829376
AW

Professional summary

Andrew James Wilcox, who also goes by Aj Wilcox, is a registered financial advisor currently at SOLTIS INVESTMENT ADVISORS, LLC located in St. George, Utah.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Andrew has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Aj Wilcox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fiiz Drinks, not investment related, 2339 S River Rd, St George UT 84770, soda truck attendant, part time employee, start date 09/2023, ten hours of work per month. I do not devote any hours to this business during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Wilcox's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 3, 2023 - Present

SOLTIS INVESTMENT ADVISORS, LLC

Office #1: 20 North Main Suite 400, St. George, UT 84770
RIA
CRD#: 154690
ST. GEORGE, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA
Registered Investment Advisory firm - (9/20/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(11/3/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2023
Uniform Investment Adviser Law Examination

Current Firm

SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA
Registered Investment Advisory firm - (9/20/2010 Approved)
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Contact information

Main Address
20 North Main Suite 400, St. George, UT 84770
Mailing Address
Phone number
(435) 674-1600
Established
Firm type
Fiscal year end
# of Employees
95

SEC notice filing (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOLTIS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,499
AUM (Assets Under Management)$ 8,352,553,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690St. George, UT 84770

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