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SF

Serena K. Fex

HIIVE MARKETS LIMITED
VANCOUVER, V6Z 0C8
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CRD#: 7829337
SF

Professional summary


Serena Katherine Fex is a registered financial professional currently at HIIVE MARKETS LIMITED .

Serena is registered as a RR (Registered Representative) and started their career in finance in 2024. Serena has worked at 1 firm and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Serena Katherine Fex's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 22, 2024 - Present

HIIVE MARKETS LIMITED

Office #1: 700 - 980 Howe Street, Vancouver, V6Z 0C8
BD
CRD#: 316580
VANCOUVER,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 4/22/2024
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


HM
HIIVE MARKETS LIMITED
HIIVE MARKETS LIMITED

CRD#: 316580 / SEC#: , 8-70806

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8
Mailing Address
700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8
Phone number
(604) 200-2405
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE HIIVE COMPANY LIMITEDOWNER
DESAI, SIMREN SUBHASHCEO5578426
MARTIN, JONATHAN CHARLES FORRESTFINOP/PFO/POO7737862
WOODARD, SUSAN LAWSONCCO4225106

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HIIVE MARKETS LIMITED

CRD#: 316580Vancouver, V6Z 0C8

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