Hong-sheng Hsu

SUNSTONE ADVISORS

Irvine, CA 92612

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CRD#: 7828382

Professional summary

Hong-sheng Hsu, who also goes by Clark Hsu, is a registered financial advisor currently at SUNSTONE ADVISORS, LLC located in Irvine, California.

Hong-sheng is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Hong-sheng has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clark Hsu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hong-sheng Hsu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2023 - Present

SUNSTONE ADVISORS, LLC

Office #1: 18881 Von Karman Avenue Floor 5, Suite 500, Irvine, CA 92612

RIA

CRD#: 324002

Irvine, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNSTONE ADVISORS, LLC

CRD#: 324002 / SEC#: 801-127225

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2023

Uniform Investment Adviser Law Examination

Current Firm

SUNSTONE ADVISORS, LLC

CRD#: 324002 / SEC#: 801-127225

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

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Contact information

Main Address

18881 Von Karman Avenue Floor 5, Suite 500, Irvine, CA 92612

Mailing Address

Phone number

(949) 771-1764

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SUNSTONE ADVISORS 2025 ANNUAL AMENDMENT PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 95,561,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hong-sheng Hsu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hong-sheng Hsu's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNSTONE ADVISORS, LLC

Primary Firm SEC Registration

SUNSTONE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2023

Current Firm

SUNSTONE ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUNSTONE ADVISORS, LLC

TRUST BUT VERIFY

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