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YS

Yi Sun

EVERGREEN INVESTMENT MANAGEMENT
Clyde Hill, WA
CRD#: 7828189
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YS
Yi SunEVERGREEN INVESTMENT MANAGEMENT

Professional summary

Yi Sun, who also goes by Ethan Sun, is a registered financial advisor currently at EVERGREEN INVESTMENT MANAGEMENT LLC located in Clyde Hill, Washington.

Yi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Yi has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ethan Sun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yi Sun's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2026 - Present

EVERGREEN INVESTMENT MANAGEMENT LLC

RIA
CRD#: 339989
Clyde Hill, WA
Past

February 2, 2024 - August 20, 2025

EDWARD JONES

RIA
CRD#: 250
BELLEVUE, WA
Past

January 3, 2024 - August 20, 2025

EDWARD JONES

BD
CRD#: 250
BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(5/28/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/25/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/6/2023
Securities Industry Essentials Examination

Current Firm

EI
EVERGREEN INVESTMENT MANAGEMENT LLC
EVERGREEN INVESTMENT MANAGEMENT | EVERGREEN INVESTMENT MANAGEMENT LLC

CRD#: 339989 / SEC#:

Washington
Registered Investment Advisory firm - (5/28/2026 Approved)
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Contact information

Main Address
Clyde Hill, WA
Mailing Address
Phone number
(425) 559-0932
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts6
AUM (Assets Under Management)$ 1,428,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVERGREEN INVESTMENT MANAGEMENT LLC

CRD#: 339989Clyde Hill, WA

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