Michael J. Sinopoli

SINOPOLI & SINOPOLI FINANCIAL SERVICES

East Syracuse, NY 13057

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CRD#: 7828168

Professional summary

Michael James Sinopoli is a registered financial advisor currently at SINOPOLI & SINOPOLI FINANCIAL SERVICES, LLC located in East Syracuse, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: Sinopoli & Sinopoli CPAs, P.C. INVESTMENT-RELATED: NO. ADDRESS: 6323 Fly Road, Suite 1, East Syracuse, NY 13057. NATURE OF BUSINESS: Tax/Accounting. POSITION: Accountant. START DATE: 06/01/2021. HOURS/MONTH: 160 DURING SECURITIES TRADING HOURS. DUTIES: Accounting, tax and consulting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Sinopoli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2023 - Present

SINOPOLI & SINOPOLI FINANCIAL SERVICES, LLC

Office #1: 6323 Fly Road Suite 1, East Syracuse, NY 13057

RIA

CRD#: 118559

East Syracuse, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/6/2023)

IAR

New York
(11/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2023

Uniform Investment Adviser Law Examination

Current Firm

SINOPOLI & SINOPOLI FINANCIAL SERVICES, LLC

CRD#: 118559 / SEC#:

Florida

Registered Investment Advisory firm - (7/6/2023 Approved)

Maryland

Registered Investment Advisory firm - (12/16/2021 Terminated)

New York

Registered Investment Advisory firm - (2/19/2002 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6323 Fly Road Suite 1, East Syracuse, NY 13057

Mailing Address

Phone number

(315) 474-7500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Sinopoli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Sinopoli's CRS (Customer Relationship Summary).

Certified licenses

Experience

SINOPOLI & SINOPOLI FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2023

Current Firm

SINOPOLI & SINOPOLI FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

SINOPOLI & SINOPOLI FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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