AB
Ashley Bradford
HENDERSHOTT WEALTH MANAGEMENT
Covington, GA
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CRD#: 7827771
AB
Professional summary
Ashley Bradford is a registered financial advisor currently at HENDERSHOTT WEALTH MANAGEMENT, LLC located in Covington, Georgia.
Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ashley has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wealthy and Winning Financial Solutions, LLC. Not Investment Related. Covington, GA 30016. Nature of Business: Professional Services, Coaching. Position: CEO. Title: Founder. 12/2020. Hours Per Month: 10 hours. Duties: Help individuals and couples with personal and business-related financial services such as budgeting, strategic planning, cash flow, and money mindset work.
CRS (Client Relationship Summary) - RIA
Click below to view Ashley Bradford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2024 - Present
HENDERSHOTT WEALTH MANAGEMENT, LLC
RIA
CRD#: 170839
Covington, GA
Past
April 25, 2024 - September 5, 2024
TRINITY WEALTH SECURITIES, L.L.C.
BD
CRD#: 104348
Atlanta, GA
Past
November 8, 2023 - September 5, 2024
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
Atlanta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HENDERSHOTT WEALTH MANAGEMENT, LLC
HENDERSHOTT WEALTH MANAGEMENT, LLC | MARTIN, HILARY | HILARY HENDERSHOTT WEALTH MANAGEMENT, LLC
CRD#: 170839 / SEC#: 801-120494
RIA
Registered Investment Advisory firm - (3/11/2021 Approved)California
Registered Investment Advisory firm - (4/28/2021 Terminated)Indiana
Registered Investment Advisory firm - (3/30/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(9/5/2024)
IAR
Texas(9/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/24/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
HENDERSHOTT WEALTH MANAGEMENT, LLC
HENDERSHOTT WEALTH MANAGEMENT, LLC | MARTIN, HILARY | HILARY HENDERSHOTT WEALTH MANAGEMENT, LLC
CRD#: 170839 / SEC#: 801-120494
RIA
Registered Investment Advisory firm - (3/11/2021 Approved)California
Registered Investment Advisory firm - (4/28/2021 Terminated)Indiana
Registered Investment Advisory firm - (3/30/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 Municipal Drive Ste 200 Pmb 1018, Fishers, IN 46038
Mailing Address
Phone number
(877) 743-6500
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 522 |
| AUM (Assets Under Management) | $ 235,639,534 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
