Benjamin A. Richardson

GFG SOLUTIONS

ORLANDO, FL 32801

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CRD#: 7827191

Professional summary

Benjamin Alec Richardson is a registered financial advisor currently at GFG SOLUTIONS located in Orlando, Florida.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Benjamin has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Alec Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

GFG SOLUTIONS

Office #1: 150 N. Orange Street Suite 340, Orlando, FL 32801

RIA

CRD#: 331977

ORLANDO, FL

Past

February 2, 2024 - February 15, 2025

GFG SOLUTIONS

RIA

CRD#: 328988

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GFG SOLUTIONS

GFG INVESTMENTS, LLC | GFG WEALTH, LLC | GFG SOLUTIONS

CRD#: 331977 / SEC#: 801-130954

RIA

Registered Investment Advisory firm - (9/11/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/12/2023

Securities Industry Essentials Examination

Current Firm

GFG SOLUTIONS

GFG INVESTMENTS, LLC | GFG WEALTH, LLC | GFG SOLUTIONS

CRD#: 331977 / SEC#: 801-130954

RIA

Registered Investment Advisory firm - (9/11/2024 Approved)

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Contact information

Main Address

150 N. Orange Street Suite 340, Orlando, FL 32801

Mailing Address

Phone number

(412) 740-7930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (7/21/2025)

Regulatory assets under management

Total Number of Accounts	666
AUM (Assets Under Management)	$ 228,602,386

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin A. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Alec Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GFG SOLUTIONS

GFG SOLUTIONS

Primary Firm SEC Registration

GFG SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2024

SIE

Date: 10/12/2023

Current Firm

GFG SOLUTIONS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GFG SOLUTIONS

TRUST BUT VERIFY

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