Olivier Sureau

PARK AVENUE SECURITIES LLC

MIAMI, FL 33132

Some features on this profile are disabled

CRD#: 7825926

Professional summary

Olivier Sureau is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Miami, Florida.

Olivier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Olivier has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Amazon Caribbean Guyana, LTD. St. Date: 3/30/09, Add: Lot 46 Fst. Ave, Subryanville, Georgetown, 16 tot hr month; 5 sec hr, Not inv related, No ann comp, 2.Surinvest, St Date: 9/10/19, Add: 31 Rte de Brie, 91800 Brunoy, 1 bus hr month, Inv related, No ann comp, 3.Clamelis Holding, LLC., St Date:3/30/09, Add:990 Biscayne Blvd.,-Office 701, Miami 9 tot hr month; 1 sec hrs, Inv related, > 10% ann comp, 4.Sarl Mami, St Date:1/1/12, Add:31 Rte de Brie, 91800 Brunoy, 0 hrs per month, No ann comp, 5.Sural-Sacicc, St Date:1/1/12, Add:31 Rte de Brie, 91800 Brunoy, 5 hr month, Not Inv related, < 10% ann comp, 6.Clamelis Poinciana, LLC, St Date:1/27/20, Add:3605 Poinciana Ave., Miami 3 hrs month; 1 sec hrs, Inv related, < 10% ann comp, 7.Clamelis Inv FL LLC, St Date:3/27/2017, Add:1200 W. Ave.-Apt. 1501, Miami Beach 1 hr month, Inv related, <10% ann comp, 8.Clamelis Inv GY LLC, St Date:12/14/18, Add:990 Biscayne Blvd.,-Off 701, Miami 1 hr month, Not Inv related, No ann comp, 9.Caribbean Inv Holding LLC, St Date:5/18/09, Add:990 Biscayne Blvd.,-Off 701, Miami 2 hrs month; 1 sec hrs, Not Inv related, <10% ann comp, 10.Clamelis Inv GA LLC, St Date:1/1/11, Add:309 E. Paces Ferry Rd.NE, Ste.400, Atlanta 1 hr month; 1 sec hr, Inv related, <10% ann comp, 11.Acai Palmito, LLC, St Date:8/22/17, Add: 990 Biscayne Blvd.,-Off 701, Miami 1 hr month; 1 sec hr, Not Inv related, No ann comp, 12.Amazon Caribbean Guyana LTD, St Date:3/30/09, Add:Lot 46 Fst. Ave, Subryanville, Georgetown, 16 hr month; 5 sec hr, Not inv related, No ann comp, 13.Lanna Fruits Co LTD, St Date: 3/1/20, Add:73 Moo 3 Thawangprao Chiang Mai 50120, Thailand, 9 hrs month; 2 sec hr, Not inv related, >10% ann compensation, 12.Jade Assoc Consultoria Empresarial LTDA, St Date:1/8/13, Add:Rua Da Quitanda 96-6th Fl., Sao Paulo -1.012-010, Brazil, 0 hr month, Not inv related, No ann comp, 13.Palmito, LLC, St Date:8/22/09, Add:990 Biscayne Blvd.,-Off 701, Miami 0 hr month, Not Inv related, No ann comp, 14.French Am Chamber of Comm of Miami/Ft. Lauderdale Inc., St Date:1/1/04, Add:100 Biscayne Blvd. Ste.3035, Miami 3 hrs month;1 sec hr, Not Inv related, No ann comp, 15. Jade Fiducial, St Date:2/1/03, Add:990 Biscayne Blvd.,-Off 701, Miami 10 hr month;8 sec hr, Not Inv related, >10% ann comp, 16.Entraide Floridienne, Inc, St Date:6/22/20, Add:1395 Brickell Ave.1050, Miami 3 hr month;1 sec.hrs, Not inv related, No ann comp, 17.UFE Floride Inc, St.Date:6/22/15, Add:11113 Biscayne BlvdPH52 Miami 1 hr month, Not inv related, No ann comp, 18.All Francaise Miami Metro Inc, St. Date:6/3/15, Add:100 N Biscayne Blvd Miami 2 hr month, Not inv related, No ann comp, 19.Club 600 Miami Chapt Inc, St.Date:9/26/23, Add:407 Lincoln Rd. 2F Miami Bch, .5 hr month, Not inv related, No ann comp, 20.BC 2021 Tr FBO Adrien Guiraud Cointreau, St.Date:6/2/21, Add:333 SE 2nd Ave Ste4500 Miami 1 hr mth, Not inv related, No ann comp, 21.BC 21 Tr FBO Alex Guiraud Cointreau, St.Date:6/2/21, Add:333 SE 2nd Ave Ste4500 Miami 1 hr mth, Not inv related, No ann comp, 22.BC 21 TR FBO Max Guiraud Cointreau, St.Dte:6/2/21, Add:333 SE 2nd Ave Ste4500 Miami 1 hr mth, Not inv related, No ann comp, 23.DFG Duty Fr Guyana Inc, St.Dt:1/19/23, Add:Lt 45 Fst Ave Subryanville, Georgetown, 0 hr mo, Not inv related, No ann comp, 24.French Ocean View Inc, St.Dt:9/13/24, Add:Lt 45 Fst Ave Subryanville, Georgetown,, 0 hr mo, inv related, No ann comp, 25.DrimHill Inv. Inc, St.Dt:9/13/24, Add:Lt 45 Fst Ave Subryanville, Georgetown 0 hr mo, Not inv related, No ann comp, 26. Clamelis France 5/9/25, Add:31 Rt. De Brie 91800 Brunoy 1 total, 0 sec, Not inv. rel, No ann comp, 27)SEP 455-Comm. R/E 06/05/25 455 Rue de l'industrie 34070 Montpellier 1 tot. 0 sec In. rel < 10% comp 28. USAFRANCE SERVICES LLC 06/09/25 990 Biscayne Blvd Ste 1402 Miami 22 hours tot p/m; 20 sec hours Not Inv. rel < 10% ann comp 29. Outside Insurance 9/25/25 990 Biscayne Blvd Ste 1402 Miami 1 tot; 1 sec hrs Inv Rel <10% ann comp

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivier Sureau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Olivier Sureau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

PARK AVENUE SECURITIES LLC

Office #1: 990 Biscayne Blvd Suite 1402, Miami, FL 33132

RIA

CRD#: 46173

MIAMI, FL

Current

December 16, 2024 - Present

PARK AVENUE SECURITIES LLC

Office #1: 990 Biscayne Blvd Suite 1402, Miami, FL 33132

RIA

CRD#: 46173

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/26/2025)

IAR

Alabama
(6/26/2025)

Arizona
(4/29/2025)

IAR

Arizona
(4/29/2025)

California
(2/4/2025)

IAR

California
(2/4/2025)

Colorado
(4/29/2025)

IAR

Colorado
(4/29/2025)

Connecticut
(6/18/2025)

IAR

Connecticut
(6/18/2025)

District of Columbia
(6/26/2025)

IAR

District of Columbia
(7/24/2025)

Florida
(1/16/2025)

IAR

Florida
(2/3/2025)

Georgia
(6/26/2025)

IAR

Georgia
(6/27/2025)

Idaho
(6/18/2025)

IAR

Idaho
(6/18/2025)

Illinois
(4/11/2025)

IAR

Illinois
(4/12/2025)

Kentucky
(6/26/2025)

IAR

Kentucky
(6/26/2025)

Louisiana
(6/26/2025)

IAR

Louisiana
(6/30/2025)

Maine
(6/26/2025)

IAR

Maine
(6/26/2025)

Maryland
(6/26/2025)

IAR

Maryland
(6/26/2025)

Massachusetts
(2/4/2025)

IAR

Massachusetts
(2/14/2025)

Michigan
(2/4/2025)

IAR

Michigan
(2/4/2025)

Minnesota
(6/26/2025)

IAR

Minnesota
(6/26/2025)

Missouri
(6/26/2025)

IAR

Missouri
(6/26/2025)

Nevada
(6/26/2025)

IAR

Nevada
(6/27/2025)

New Hampshire
(6/26/2025)

IAR

New Hampshire
(6/26/2025)

New Jersey
(2/4/2025)

IAR

New Jersey
(2/4/2025)

New Mexico
(10/28/2025)

IAR

New Mexico
(10/29/2025)

New York
(1/16/2025)

IAR

New York
(2/4/2025)

North Carolina
(5/6/2025)

IAR

North Carolina
(5/6/2025)

Ohio
(6/26/2025)

IAR

Ohio
(7/2/2025)

Oklahoma
(6/26/2025)

IAR

Oklahoma
(6/26/2025)

Oregon
(8/11/2025)

IAR

Oregon
(8/11/2025)

Pennsylvania
(1/16/2025)

IAR

Pennsylvania
(2/4/2025)

South Carolina
(6/26/2025)

IAR

South Carolina
(6/26/2025)

Tennessee
(6/26/2025)

Texas
(2/4/2025)

IAR

Texas
(2/4/2025)

Utah
(6/26/2025)

IAR

Utah
(6/27/2025)

Vermont
(6/26/2025)

IAR

Vermont
(6/27/2025)

Virginia
(6/26/2025)

IAR

Virginia
(6/26/2025)

Washington
(4/24/2025)

IAR

Washington
(4/24/2025)

Wisconsin
(6/26/2025)

IAR

Wisconsin
(6/26/2025)

Wyoming
(6/26/2025)

IAR

Wyoming
(6/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/12/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,984

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (3/19/2025)

VESTWISE (3/19/2025)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (3/19/2025)

PARK AVENUE SIGNATURE PORTFOLIO (3/19/2025)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
LESINA, LEYLA ADA	ELECTED MEMBER	3004323
MAHER, CARLY PRITCHARD	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
PERRY, MICHAEL ANDREW	ELECTED MEMBER	2688179
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604

Regulatory assets under management

Total Number of Accounts	71,074
AUM (Assets Under Management)	$ 14,998,852,974

Disclosures

Regulatory Event	20
Arbitration	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Olivier Sureau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivier Sureau's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Olivier Sureau's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2025

Series 7TO

Date: 12/16/2024

SIE

Date: 6/12/2023

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors