Joseph J. Davis

TREE LINE STRATEGY GROUP LLC

HIGHLANDS RANCH, CO 80126

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CRD#: 7823374

Professional summary

Joseph John Davis is a registered financial advisor currently at TREE LINE STRATEGY GROUP LLC located in Highlands Ranch, Colorado.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Joseph has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joseph John Davis provides consulting services for consumer goods companies in the areas of business strategy, digital commerce practices, and customer development/segmentation. Approximately ten hours a week are spent on this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2023 - Present

TREE LINE STRATEGY GROUP LLC

Office #1: 10654 Sundial Rim Rd, Highlands Ranch, CO 80126

RIA

CRD#: 328354

HIGHLANDS RANCH, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/28/2023)

IAR

Georgia
(3/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/28/2023

Securities Industry Essentials Examination

Current Firm

TREE LINE STRATEGY GROUP LLC

CRD#: 328354 / SEC#:

Colorado

Registered Investment Advisory firm - (11/28/2023 Approved)

Georgia

Registered Investment Advisory firm - (1/30/2024 Approved)

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Contact information

Main Address

Highlands Ranch, CO

Mailing Address

Phone number

(720) 618-1206

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,477,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREE LINE STRATEGY GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2023

SIE

Date: 8/28/2023

Current Firm

TREE LINE STRATEGY GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TREE LINE STRATEGY GROUP LLC

TRUST BUT VERIFY

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