Daniel A. Maldonado Andrade

ALCALA MULTI FAMILY OFFICE

Santiago,

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CRD#: 7821561

Professional summary

Daniel Adrian Maldonado Andrade is a registered financial advisor currently at ALCALA MULTI FAMILY OFFICE .

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 2 firms and has passed the Series 65, Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: ICESA, NON-INVETSMENT RELATED ADDRESS: EDUARDO FREI MONTALVA 6000, SANTIAGO CHILE POSITION: DIRECTOR, FAMILY PARTNERSHIP COMPANY NATURE OF BUSINESS: ENGINEERING STARTED: FEB/1999 TIME DEVOTED: 2 HRS. DUTIES: PARTICIPATATION ON A MONTHLY BOD MEETING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Adrian Maldonado Andrade's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2023 - Present

ALCALA MULTI FAMILY OFFICE

RIA

CRD#: 325214

Santiago,

Past

April 1, 2004 - July 22, 2009

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

CORAL GABLES, FL

Past

January 29, 2004 - July 22, 2009

UBS INTERNATIONAL INC.

CRD#: 107726

CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 4/3/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/28/2004

General Securities Representative Examination

Current Firm

ALCALA MULTI FAMILY OFFICE

ALCALA MULTI FAMILY OFFICE | ALCALA MULTI FAMILY OFFICE, LLC

CRD#: 325214 / SEC#: 801-128023

RIA

Registered Investment Advisory firm - (7/3/2024 Terminated)

New York

Registered Investment Advisory firm - (6/24/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

400 Madison Avenue, Suite 5c, New York, NY 10017-1983

Mailing Address

Phone number

(646) 559-0560

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel A. Maldonado Andrade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Adrian Maldonado Andrade's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALCALA MULTI FAMILY OFFICE

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2023

Series 66

Date: 3/24/2004

Series 3

Date: 4/3/2007

Series 7

Date: 1/28/2004

Current Firm

ALCALA MULTI FAMILY OFFICE

Contact information

Documents

Red Flags

Company Information

ALCALA MULTI FAMILY OFFICE

TRUST BUT VERIFY

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