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RC

Rebecca Cross

QUILITY FINANCIAL ADVISORS
SANTA BARBARA, CA 93109
Some features on this profile are disabled
CRD#: 7821083
RC

Professional summary

Rebecca Cross, who also goes by Rebecca Banta, is a registered financial advisor currently at QUILITY FINANCIAL ADVISORS located in Santa Barbara, California.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Rebecca has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rebecca Banta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Cross's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2025 - Present

QUILITY FINANCIAL ADVISORS

Office #1: 257 San Nicolas Ave, Santa Barbara, CA 93109
RIA
CRD#: 304586
SANTA BARBARA, CA
Past

October 12, 2023 - June 16, 2025

SECURE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 141195
Santa Barbara, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUILITY FINANCIAL ADVISORS
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA
Registered Investment Advisory firm - (7/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/4/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/23/2023
Uniform Investment Adviser Law Examination

Current Firm

QF
QUILITY FINANCIAL ADVISORS
API FINANCIAL ADVISORS, LLC | QUILITY FINANCIAL ADVISORS

CRD#: 304586 / SEC#: 801-117119

RIA
Registered Investment Advisory firm - (7/31/2019 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1950 Rockledge Blvd Unit 201, Rockledge, FL 32955
Mailing Address
Phone number
(321) 888-2599
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts464
AUM (Assets Under Management)$ 71,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUILITY FINANCIAL ADVISORS

CRD#: 304586Santa Barbara, CA 93109

TRUST BUT VERIFY

Monitor Rebecca Cross

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