Richard A. Rayles

WEALTHGEN ADVISORS

SARASOTA, FL 34236

Some features on this profile are disabled

CRD#: 7820684

Professional summary

Richard Allen Rayles III is a registered financial advisor currently at WEALTHGEN ADVISORS, LLC located in Sarasota, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Rayles III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2023 - Present

WEALTHGEN ADVISORS, LLC

Office #1: 650 Central Ave. Suite 1, Sarasota, FL 34236

RIA

CRD#: 306196

SARASOTA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2023

Uniform Investment Adviser Law Examination

Current Firm

WEALTHGEN ADVISORS, LLC

CRD#: 306196 / SEC#: 801-135441

Colorado

Registered Investment Advisory firm - (11/21/2025 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Approved)

Texas

Registered Investment Advisory firm - (6/15/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

650 Central Ave. Suite 1, Sarasota, FL 34236

Mailing Address

Phone number

(941) 706-4151

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (1/28/2026)

Regulatory assets under management

Total Number of Accounts	621
AUM (Assets Under Management)	$ 146,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lea Smith Johnson

OSAIC WEALTH, INC.

IAR

Bradenton, FL

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard A. Rayles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Rayles III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHGEN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2023

Current Firm

WEALTHGEN ADVISORS, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHGEN ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors