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GJ

Guilherme Jacob

GUZMAN & COMPANY
Coral Gables, FL 33134-5426
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CRD#: 7819877
GJ

Professional summary


Guilherme Jacob, who also goes by Guilherme Feital Simeira Jacob, is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.

Guilherme is registered as a RR (Registered Representative) and started their career in finance in 2024. Guilherme has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Guilherme Feital Simeira Jacob

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Guilherme Jacob's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 17, 2024 - Present

GUZMAN & COMPANY

Office #1: 101 Aragon Avenue, Coral Gables, FL 33134-5426
BD
CRD#: 21013
Coral Gables, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 12/14/2023
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm


G&
GUZMAN & COMPANY
GUZMAN & COMPANY

CRD#: 21013 / SEC#: , 8-38646

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
101 Aragon Avenue, Coral Gables, FL 33134-5426
Mailing Address
101 Aragon Avenue, Coral Gables, FL 33134-5426
Phone number
(305) 374-3600
Established
Florida since 01/28/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
GUZMAN, LEOPOLDO EUGENIOPRESIDENT AND OWNER
BAZYLEWICZ, PETER MICHAELCHIEF OPERATING OFFICER2142678
GUZMAN, SUSAN COVERTCORPORATE SECRETARY AND DIRECTOR1750039
MILLER, ALEXIS GUZMANCHIEF FINANCIAL OFFICER, POO, PFO5014670
TORIBIO, LUIS ACHIEF COMPLIANCE OFFICER6248172

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GUZMAN & COMPANY

CRD#: 21013Coral Gables, FL 33134-5426

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