AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CC

Clinton L. Connell

THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT
Marble Falls, TX 78654
Some features on this profile are disabled
CRD#: 7819725
CC

Professional summary

Clinton Lee Connell is a registered financial advisor currently at THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC located in Marble Falls, Texas.

Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Clinton has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Lee Connell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2025 - Present

THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC

Office #1: 608 N. Us Hwy 281 Suite 103, Marble Falls, TX 78654
RIA
CRD#: 290902
Marble Falls, TX
Past

October 11, 2023 - April 24, 2025

TUCKER ASSET MANAGEMENT LLC

RIA
CRD#: 174844
Austin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/7/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2023
Uniform Investment Adviser Law Examination

Current Firm

TR
THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC
THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC

CRD#: 290902 / SEC#:

Texas
Registered Investment Advisory firm - (2/15/2018 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
608 N. Us Hwy 281 Suite 103, Marble Falls, TX 78654
Mailing Address
Phone number
(830) 798-9400
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts286
AUM (Assets Under Management)$ 69,086,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE ROSAMOND FINANCIAL GROUP WEALTH MANAGEMENT, LLC

CRD#: 290902Marble Falls, TX 78654

TRUST BUT VERIFY

Monitor Clinton Connell

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JR
Joshua RochaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
San Luis Obispo, CA
Nicholas Wayne Rygiel
Nicholas RygielAdvisorCheck Check Mark
PROTOCOL WEALTH, LLC
IAR
Havertown, PA
Ryan Michael Canfield
Ryan CanfieldAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Enola, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.