Grace E. Gallagher

ZYNERGY RETIREMENT PLANNING

Red Bank, NJ 07701

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CRD#: 7819348

Professional summary

Grace Elizabeth Gallagher, who also goes by Grace Gallagher, is a registered financial advisor currently at ZYNERGY RETIREMENT PLANNING located in Red Bank, New Jersey.

Grace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Grace has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Grace Gallagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grace Elizabeth Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2024 - Present

ZYNERGY RETIREMENT PLANNING

Office #1: 10 Nj-35, Red Bank, NJ 07701

RIA

CRD#: 143861

Red Bank, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZYNERGY RETIREMENT PLANNING

ZYNERGY FINANCIAL PLANNING, LLC | ZYNERGY RETIREMENT PLANNING

CRD#: 143861 / SEC#: 801-129005

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

New York

Registered Investment Advisory firm - (11/8/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

Pennsylvania

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/23/2024)

IAR

Texas
(6/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/11/2023

Securities Industry Essentials Examination

Current Firm

ZYNERGY RETIREMENT PLANNING

ZYNERGY FINANCIAL PLANNING, LLC | ZYNERGY RETIREMENT PLANNING

CRD#: 143861 / SEC#: 801-129005

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

New York

Registered Investment Advisory firm - (11/8/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

Pennsylvania

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

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Contact information

Main Address

10 Nj-35, Red Bank, NJ 07701

Mailing Address

10 Nj-35, Red Bank, NJ 07701

Phone number

(732) 822-9719

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (5/21/2025)

Regulatory assets under management

Total Number of Accounts	593
AUM (Assets Under Management)	$ 152,167,446

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Grace E. Gallagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grace Elizabeth Gallagher's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZYNERGY RETIREMENT PLANNING

Primary Firm SEC Registration

ZYNERGY RETIREMENT PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2024

SIE

Date: 8/11/2023

Current Firm

ZYNERGY RETIREMENT PLANNING

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZYNERGY RETIREMENT PLANNING

TRUST BUT VERIFY

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