Seth W. Blum

LEVERTY FINANCIAL GROUP

Hudson, WI 54016

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CRD#: 7819340

Professional summary

Seth William Blum is a registered financial advisor currently at LEVERTY FINANCIAL GROUP, LLC located in Hudson, Wisconsin.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Seth has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LFG Tax, LLC; 03/2024; Non-investment related; 201 2nd Street South, Hudson, WI 54016; Tax services; Tax preparation and filings; Associate; 80 hours/month; 0 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth William Blum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2024 - Present

LEVERTY FINANCIAL GROUP, LLC

Office #1: 201 2nd Street South, Hudson, WI 54016

RIA

CRD#: 310258

Hudson, WI

Past

October 26, 2023 - February 26, 2024

ISC FINANCIAL ADVISORS

RIA

CRD#: 157626

Minneapolis, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEVERTY FINANCIAL GROUP, LLC

AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC

CRD#: 310258 / SEC#: 801-119342

RIA

Registered Investment Advisory firm - (8/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/26/2025)

IAR

Wisconsin
(3/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2023

Uniform Investment Adviser Law Examination

Current Firm

LEVERTY FINANCIAL GROUP, LLC

AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC

CRD#: 310258 / SEC#: 801-119342

RIA

Registered Investment Advisory firm - (8/27/2020 Approved)

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Contact information

Main Address

201 2nd Street South, Hudson, WI 54016

Mailing Address

Phone number

(715) 377-2080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEVERTY FINANCIAL GROUP, LLC ADV BROCHURE (10/16/2025)

Regulatory assets under management

Total Number of Accounts	2,397
AUM (Assets Under Management)	$ 567,398,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Seth W. Blum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth William Blum's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEVERTY FINANCIAL GROUP, LLC

ISC FINANCIAL ADVISORS

Primary Firm SEC Registration

LEVERTY FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2023

Current Firm

LEVERTY FINANCIAL GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEVERTY FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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