Claudio Di Pasquale Escobar

STRATTON CAPITAL INVESTMENT ADVISORY LLC

NEW YORK, NY 10005

Some features on this profile are disabled

CRD#: 7818171

Professional summary

Claudio Di Pasquale Escobar is a registered financial advisor currently at STRATTON CAPITAL INVESTMENT ADVISORY LLC located in New York, New York.

Claudio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Claudio has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudio Di Pasquale Escobar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2023 - Present

STRATTON CAPITAL INVESTMENT ADVISORY LLC

Office #1: 28 Liberty Street, New York, NY 10005

RIA

CRD#: 307491

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATTON CAPITAL INVESTMENT ADVISORY LLC

STRATTON CAPITAL INVESTMENT ADVISORY LLC | STRATTON CAPITAL LLC

CRD#: 307491 / SEC#: 801-132386

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

New York

Registered Investment Advisory firm - (6/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(10/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2023

Uniform Investment Adviser Law Examination

Current Firm

STRATTON CAPITAL INVESTMENT ADVISORY LLC

STRATTON CAPITAL INVESTMENT ADVISORY LLC | STRATTON CAPITAL LLC

CRD#: 307491 / SEC#: 801-132386

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

New York

Registered Investment Advisory firm - (6/27/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/2/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

28 Liberty Street, New York, NY 10005

Mailing Address

Phone number

(914) 471-3377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATTON CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (6/27/2025)

Regulatory assets under management

Total Number of Accounts	505
AUM (Assets Under Management)	$ 75,159,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Claudio Di Pasquale Escobar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudio Di Pasquale Escobar's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATTON CAPITAL INVESTMENT ADVISORY LLC

Primary Firm SEC Registration

STRATTON CAPITAL INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2023

Current Firm

STRATTON CAPITAL INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATTON CAPITAL INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

Similar Advisors