JF
Julia G. Ferraro
KEY INVESTMENT SERVICES LLC
North Haven, CT 06473
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CRD#: 7817941
JF
Professional summary
Julia Grace Ferraro is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in North Haven, Connecticut.
Julia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Julia has worked at 1 firm and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FERRARO'S FOODLAND; POSITION: Cashier NATURE: Ferraro's is a meat market and grocery store. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2015; ADDRESS: 210 Universal Drive N, North Haven CT 06473, United States; DESCRIPTION: I am a cashier here, and I also help with the catering orders for holidays. This is a family run business so I help after work if needed and on the weekends. I mostly work during the holiday times when it gets busy, and catering orders increase; 2) LIKE TO KNOW IT (LTK); POSITION: Influencer; NATURE: Like To Know It. It is a platform where people can post items that they love and other people can then shop and buy those items right through the post. It allows creators to make their pictures and videos shoppable. It is a place where people can share what they love with others, while making some commission off their individual links; INVESTMENT RELATED: No; NUMBER OF HOURS: 3; SECURITIES TRADING HOURS: 0; START DATE: 04/06/2023; ADDRESS: 3102 Oak Lawn Lane, Dallas TX 75219, United States; DESCRIPTION: I post pictures here of outfits, shoes, skincare items, haircare items, jewelry, or things I use every day like perfume. I link all the items in the picture posted on LTK, and people can shop the links to purchase those items for themselves. If shoppers purchase from my direct link, then I make a small commission on the purchase; 3) SALVATORE'S STEAKHOUSE; NATURE: It is a steakhouse. I would be a waitress here; INVESTMENT RELATED: No; NUMBER OF HOURS: 16; SECURITIES TRADING HOURS: 0; START DATE: 03/01/2025; ADDRESS: 1670 Whitney Ave, Hamden CT 06517, United States; DESCRIPTION: Wait tables, serve food, take orders.
CRS (Client Relationship Summary) - RIA
Click below to view Julia Grace Ferraro's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Julia Grace Ferraro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 110 Washington Avenue, North Haven, CT 06473RIA
BD
CRD#: 136300
North Haven, CT
Current
October 27, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 110 Washington Avenue, North Haven, CT 06473RIA
BD
CRD#: 136300
North Haven, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(11/15/2023)
IAR
Connecticut(11/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/18/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 10/27/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
KEY INVESTMENT SERVICES LLC
CRD#: 136300North Haven, CT 06473TRUST BUT VERIFY
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