Faran Raheel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Faran Raheel was a registered financial professional .
Faran is a previously registered financial professional and started their career in finance in 2024. Faran had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2024 - March 20, 2025
ARCH GLOBAL ADVISORS, LLC
May 14, 2024 - March 17, 2025
CADARET, GRANT & CO., INC.
February 22, 2024 - March 17, 2025
CADARET, GRANT & CO., INC.
Primary Firm SEC Registration
ARCH GLOBAL ADVISORS, LLC
CRD#: 297397 / SEC#: 801-113519
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/22/2024
General Securities Representative ExaminationCurrent Firm
ARCH GLOBAL ADVISORS, LLC
CRD#: 297397 / SEC#: 801-113519
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 144,750,085 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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