AW
Alisha Wright
THE INSTITUTE
Hockley, TX
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CRD#: 7817357
AW
Professional summary
Alisha Wright, who also goes by Alisha Hall, is a registered financial advisor currently at THE INSTITUTE located in Hockley, Texas.
Alisha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alisha has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alisha Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - Retirement Risk Advisors. It is investment-related. 1309 Coffeen Avenue, Suite 3851, Sheridan, WY 82801. Retirement planning through analysis of client finances and recommendations and sales of life insurance products. My position is a Client Care Specialist and I am an employee. I started 04/2023. I work 40 hours/week. 0 securities trading hours. Communication with client, document gathering, Social Security Analysis. 2 - RRA Agency. It is investment-related. 1309 Coffeen Avenue, Suite 6151, Sheridan, WY 82801. Retirement planning through analysis of client finances and recommendations and sales of life insurance products. My position is a Junior Advisor and I am an employee. I started 09/2023. I work 10-15 hours/month and those are spent during the securities trading hours. Selling life insurance and annuities, putting together retirement plans and presenting them to clients. 3- I am currently a piano teacher for two students. I get paid $60 per student per month. This will end at the end of August though. I am also slowly working on setting up a side hustle/hobby business in which I will make soaps and other essential oil products. I am currently not making any money from this, and wouldn't expect to for probably about another year.
CRS (Client Relationship Summary) - RIA
Click below to view Alisha Wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2024 - Present
THE INSTITUTE
RIA
CRD#: 127207
Hockley, TX
Past
October 10, 2023 - July 19, 2024
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Hockley, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THE INSTITUTE
CARLSON FINANCIAL SERVICES, LLC | YURICA WEALTH MANAGMENT | WEALTH EVOLUTION GROUP | VALUEWEALTH SERVICES, LLC | THE INSTITUTE | RETIREMENT RISK ADVISORS | PLATINUM WEALTH MANAGEMENT, LLC | MADISON PARK ADVISORS | MADISON PARK ADVISOR | INSTITUTE FOR WEALTH MANAGEMENT LLC | INSTITUTE FOR WEALTH | HOBSON FINANCIAL | HF ADVISORY GROUP | EWEALTH CONSULTING | COLORADO INSTITUTE FOR WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT
CRD#: 127207 / SEC#: 801-67624
RIA
Registered Investment Advisory firm - (3/7/2007 Approved)Colorado
Registered Investment Advisory firm - (4/3/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/14/2024)
Current Firm
TI
THE INSTITUTE
CARLSON FINANCIAL SERVICES, LLC | YURICA WEALTH MANAGMENT | WEALTH EVOLUTION GROUP | VALUEWEALTH SERVICES, LLC | THE INSTITUTE | RETIREMENT RISK ADVISORS | PLATINUM WEALTH MANAGEMENT, LLC | MADISON PARK ADVISORS | MADISON PARK ADVISOR | INSTITUTE FOR WEALTH MANAGEMENT LLC | INSTITUTE FOR WEALTH | HOBSON FINANCIAL | HF ADVISORY GROUP | EWEALTH CONSULTING | COLORADO INSTITUTE FOR WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT
CRD#: 127207 / SEC#: 801-67624
RIA
Registered Investment Advisory firm - (3/7/2007 Approved)Colorado
Registered Investment Advisory firm - (4/3/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9878 W. Belleview Ave. #2306, Denver, CO 80123
Mailing Address
Phone number
(303) 572-3500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,848 |
| AUM (Assets Under Management) | $ 1,154,643,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
