Jeffrey W. Steiner

SECOND OPINION FINANCIAL

Southlake, TX

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CRD#: 7817346

Professional summary

Jeffrey William Steiner, who also goes by Jeff Steiner, is a registered financial advisor currently at SECOND OPINION FINANCIAL located in Southlake, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Steiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Two Pugs Publishing, LLC, not investment-related, 401 N. Carroll Ave #206, Southlake, Texas 76092, Self publishing education business, Co-owner, Nov 13, 2012, 4 hours/month, 0 hours/month, Writing educational books, marketing, book keeping,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Steiner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2023 - Present

SECOND OPINION FINANCIAL

RIA

CRD#: 327921

Southlake, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/2023

Uniform Investment Adviser Law Examination

Current Firm

SECOND OPINION FINANCIAL

SECOND OPINION FINANCIAL | SECOND OPINION FINANCIAL, LLC

CRD#: 327921 / SEC#:

Texas

Registered Investment Advisory firm - (12/11/2023 Approved)

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Contact information

Main Address

Southlake, TX

Mailing Address

401 North Carroll Avenue Suite 206, Southlake, TX 76092

Phone number

(218) 288-5697

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey W. Steiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey William Steiner's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECOND OPINION FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/2023

Current Firm

SECOND OPINION FINANCIAL

Contact information

Documents

Red Flags

Company Information

SECOND OPINION FINANCIAL

TRUST BUT VERIFY

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