Stuart Douglas Seegmiller
Professional Summary
Stuart Douglas Seegmiller, who also goes by Stuart Seegmiller, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Saint George, Utah. Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Stuart has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stuart Douglas Seegmiller, Stuart Seegmiller
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
Current Firm
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
Contact Information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189Phone Number
(630) 653-1400# of Employees
247SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
Primary Firm SEC Registration
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
State Registrations and Notice Filings
(10/18/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Douglas Seegmiller's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
TANDEM FINANCIAL, LLC
MORGAN STANLEY
EAGLE STRATEGIES LLC