Charles B. Cutter

BRIARWOOD FINANCIAL

Gig Harbor, WA 98335

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CRD#: 7814931

Professional summary

Charles Benjamin Cutter, who also goes by Charles Cutter, Charlie Cutter, is a registered financial advisor currently at BRIARWOOD FINANCIAL located in Gig Harbor, Washington.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Charles has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Cutter | Charlie Cutter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2023 to Present - Relevant Concepts Marketing Group; Non-investment Related; 539 Broadway, Tacoma, WA 98402; Marketing company; Business Development Analyst; 25 hours/week, 48K annual comp. Beneficiary to father's contract, 2/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Benjamin Cutter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2025 - Present

BRIARWOOD FINANCIAL

Office #1: 2801 Hollycroft Street Ste B #1, Gig Harbor, WA 98335

RIA

CRD#: 310562

Gig Harbor, WA

Past

December 6, 2023 - April 1, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BELLEVUE, WA

Past

October 12, 2023 - April 1, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/12/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/21/2023

Securities Industry Essentials Examination

Current Firm

BRIARWOOD FINANCIAL

BRIARWOOD FINANCIAL | DYNASTY WEALTH ADVISORS LLC | DYNASTY WEALTH ADVISORS | BRIARWOOD FINANCIAL PLANNING LLC | BRIARWOOD FINANCIAL PLANNING

CRD#: 310562 / SEC#:

Idaho

Registered Investment Advisory firm - (5/20/2025 Approved)

Washington

Registered Investment Advisory firm - (10/1/2020 Approved)

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Contact information

Main Address

2801 Hollycroft Street Ste B #1, Gig Harbor, WA 98335

Mailing Address

Phone number

(360) 443-9993

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 3,337,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles B. Cutter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Benjamin Cutter's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIARWOOD FINANCIAL

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2023

Series 7TO

Date: 10/12/2023

SIE

Date: 8/21/2023

Current Firm

BRIARWOOD FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIARWOOD FINANCIAL

TRUST BUT VERIFY

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