Lisa M. Torres
Professional summary
Lisa Maria Torres, who also goes by Lisa Torres, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in San Antonio, Texas.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Lisa has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Maria Torres's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2023 - Present
FROST INVESTMENT SERVICES
Office #1: 111 West Houston Street, San Antonio, TX 78205Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2023)
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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