BD
Brittney Davis
THRIVENT INVESTMENT MANAGEMENT
Solon, IA
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CRD#: 7814809
BD
Professional summary
Brittney Davis, who also goes by Brittney Hubers, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Solon, Iowa.
Brittney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Brittney has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brittney Hubers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEUROTOUR POSITION: Physical Therapist NATURE: Neuro Tour provides physical therapy services and continuing education classes with an emphasis on singing and dancing. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2022 ADDRESS: 1229 Johnson Ferry Rd., Suite 202, Marietta GA 30068, United States DESCRIPTION: I provide physical therapy services for Broadway shows associated with NeuroTour that come to Hancher Auditorium in Iowa City. Typically, one show a year for about 2-4 hours. FIT4MOM IOWA CITY POSITION: Run Club Instructor NATURE: Strong as a Mother LLC is a Franchise of Fit4Mom located in the Iowa City region. It provides workouts for mothers including Stroller Barre, Stroller Strides, Strides 360, and Run Club. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 903 Carl Ct, Solon IA 52333, United States DESCRIPTION: I coach 8 week Run Club sessions during the year. The clients receive access to Nutrition, Strengthening, Health, and Training Program that they can ask me questions via a social media platform. I host a group run on Saturdays. MILLENIUM THERAPY POSITION: Physical Therapist NATURE: Millennium Therapy provides therapy services in a variety of settings throughout Iowa and parts of Illinois. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2025 ADDRESS: 4725 Merle Hay Rd, Des Moines IA 50322, United States DESCRIPTION: I would provide physical therapy services to patients in various settings: including Skilled Nursing Facility, Outpatient, Home Health, etc. ROCK VALLEY PHYSICAL THERAPY POSITION: Physical Therapist NATURE: Rock Valley Physical Therapy is a private outpatient physical therapy company. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2025 ADDRESS: 555 Cameron Way, North Liberty IA 52317, United States DESCRIPTION: I provide physical therapy services to patients on a PRN basis. ISTROLL POSITION: Fitness Instructor NATURE: Fitness geared toward mothers. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 356 Windflower Ln, Unit G, Solon IA 52333, United States DESCRIPTION: Leading workout classes, Run Clubs, or health related topic education.
CRS (Client Relationship Summary) - RIA
Click below to view Brittney Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brittney Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 1625 Boyson Road, Hiawatha, IA 52233Office #3: 250 12th Ave, Coralville, IA 52241RIA
BD
CRD#: 18387
Solon, IA
Current
July 1, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1625 Boyson Road, Hiawatha, IA 52233Office #2: 250 12th Ave, Coralville, IA 52241RIA
BD
CRD#: 18387
Hiawatha, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/29/2024)
RR
Colorado(8/29/2024)
RR
Illinois(8/29/2024)
RR
Iowa(7/29/2024)
IAR
Iowa(7/29/2024)
RR
Minnesota(8/29/2024)
RR
Wisconsin(8/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
