Garrett M. Naylor

SOUNDHAVEN CAPITAL MANAGEMENT

Hoboken, NJ

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CRD#: 7814070

Professional summary

Garrett M Naylor, who also goes by Garrett Michael Naylor, is a registered financial advisor currently at SOUNDHAVEN CAPITAL MANAGEMENT located in Hoboken, New Jersey.

Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Garrett has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Garrett Michael Naylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett M Naylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2025 - Present

SOUNDHAVEN CAPITAL MANAGEMENT

RIA

CRD#: 170821

Hoboken, NJ

Past

November 16, 2023 - February 7, 2025

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Newark, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUNDHAVEN CAPITAL MANAGEMENT

NAYLOR CAPITAL LLC | SOUNDHAVEN CAPITAL MANAGEMENT

CRD#: 170821 / SEC#: 801-130719

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

California

Registered Investment Advisory firm - (9/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/12/2025)

IAR

Connecticut
(5/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/16/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/7/2023

Securities Industry Essentials Examination

Current Firm

SOUNDHAVEN CAPITAL MANAGEMENT

NAYLOR CAPITAL LLC | SOUNDHAVEN CAPITAL MANAGEMENT

CRD#: 170821 / SEC#: 801-130719

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

California

Registered Investment Advisory firm - (9/7/2024 Terminated)

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Contact information

Main Address

Westlake Village, CA

Mailing Address

Phone number

(818) 292-1474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 NAYLOR CAPITAL LLC (7/10/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 159,412,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Garrett M. Naylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett M Naylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUNDHAVEN CAPITAL MANAGEMENT

FORESIDE FUND SERVICES, LLC

Primary Firm SEC Registration

SOUNDHAVEN CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2025

Series 63

Date: 10/6/2023

Series 7TO

Date: 11/16/2023

SIE

Date: 9/7/2023

Current Firm

SOUNDHAVEN CAPITAL MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUNDHAVEN CAPITAL MANAGEMENT

TRUST BUT VERIFY

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