Henry C. Golightly

DOUGLAS CAPITAL ADVISORS

Manor, TX 78653

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CRD#: 7813298

Professional summary

Henry Charles Golightly III, who also goes by Henry Golightly III, Henry Golightly, is a registered financial advisor currently at DOUGLAS CAPITAL ADVISORS located in Manor, Texas.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Henry has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry Golightly Iii | Henry Golightly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GOLIGHTLY FINANCIAL SERVICES, LLC POSITION: Managing Member NATURE: Provides tax planning, tax preparation, outsourced CFO Services and Accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 60 START DATE: 06/09/2020 ADDRESS: 601 Hidden Creek Way, Georgetown TX 78626, United States DESCRIPTION: Marketing - promoting business to potential clients. Tax Preparation - Preparing tax returns for individuals and business owners. Tax Planning - Developing tax plans for small business owners. Accounting - Bookkeeping services. Outsourced CFO Services - Providing financial statements and analysis. 2) HENRY GOLIGHTLY POSITION: Sole Proprietorship NATURE: Manage investment properties. INVESTMENT RELATED: No NUMBER OF HOURS PER MONTH: 4 SECURITIES TRADING HOURS: Yes 60 START DATE: 06/01/2021 ADDRESS: 601 Hidden Creek Way, Georgetown TX 78626, United States DESCRIPTION: Collect rents, improve property, maintain property, and other related services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Charles Golightly III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

DOUGLAS CAPITAL ADVISORS

Office #1: 19812 Ann Richards Ave, Manor, TX 78653

RIA

CRD#: 315059

Manor, TX

Past

December 12, 2023 - February 27, 2024

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Georgetown, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2023

Uniform Investment Adviser Law Examination

Current Firm

DOUGLAS CAPITAL ADVISORS

DOUGLAS CAPITAL ADVISORS | DOUGLAS CAPITAL ADVISORS, LLC

CRD#: 315059 / SEC#:

California

Registered Investment Advisory firm - (1/23/2024 Approved)

Connecticut

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Georgia

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Texas

Registered Investment Advisory firm - (1/18/2024 Approved)

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Contact information

Main Address

19812 Ann Richards Ave, Manor, TX 78653

Mailing Address

Phone number

(310) 879-7670

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry C. Golightly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Charles Golightly III's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOUGLAS CAPITAL ADVISORS

AVANTAX ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2023

Current Firm

DOUGLAS CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOUGLAS CAPITAL ADVISORS

TRUST BUT VERIFY

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