Norman F. Sisco
Professional summary
Norman Francis Sisco IV, who also goes by Cj Sisco, Norman Francis Sisco, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Bozeman, Montana.
Norman is registered as a RR (Registered Representative) and started their career in finance in 2023. Norman has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norman Francis Sisco IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2024 - Present
WORLD EQUITY GROUP, INC.
Office #1: 2485 Manley Rd, Bozeman, MT 59715September 25, 2023 - December 31, 2023
THE LEADERS GROUP, INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2024)
Exams
Series 6TO
Date: 9/25/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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