Christopher G. Chavez

APRICITY FINANCIAL

CARROLLTON, TX

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CRD#: 7812972

Professional summary

Christopher Gabriel Chavez is a registered financial advisor currently at APRICITY FINANCIAL, LLC located in Carrollton, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Christopher has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 3 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Gabriel Chavez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2026 - Present

APRICITY FINANCIAL, LLC

RIA

CRD#: 330201

CARROLLTON, TX

Past

August 13, 2024 - June 26, 2026

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Past

September 22, 2023 - June 3, 2024

BLUE LINE CAPITAL

RIA

CRD#: 304024

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APRICITY FINANCIAL, LLC

CRD#: 330201 / SEC#: 801-134856

RIA

Registered Investment Advisory firm - (12/2/2025 Approved)

California

Registered Investment Advisory firm - (1/8/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (12/11/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (12/9/2025 Terminated)

Mississippi

Registered Investment Advisory firm - (12/9/2025 Terminated)

New York

Registered Investment Advisory firm - (12/9/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/2/2026

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/16/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/16/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/2/2021

National Commodity Futures Examination

Current Firm

APRICITY FINANCIAL, LLC

CRD#: 330201 / SEC#: 801-134856

RIA

Registered Investment Advisory firm - (12/2/2025 Approved)

California

Registered Investment Advisory firm - (1/8/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (12/11/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (12/9/2025 Terminated)

Mississippi

Registered Investment Advisory firm - (12/9/2025 Terminated)

New York

Registered Investment Advisory firm - (12/9/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2025 Terminated)

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Contact information

Main Address

Mystic, CT

Mailing Address

Phone number

(855) 449-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 108,809,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher G. Chavez

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Gabriel Chavez's CRS (Customer Relationship Summary).

Certified licenses

Experience

APRICITY FINANCIAL, LLC

FISHER INVESTMENTS

BLUE LINE CAPITAL

Primary Firm SEC Registration

APRICITY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/2/2026

Series 65

Date: 9/16/2023

SIE

Date: 12/16/2025

Series 3

Date: 11/2/2021

Current Firm

APRICITY FINANCIAL, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

APRICITY FINANCIAL, LLC

TRUST BUT VERIFY

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