AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
LA

Luke N Auxier

AUXIER ASSET MANAGEMENT
AURORA, OR
·CRD# 7811916·3 years registered

Professional Summary

Luke N Auxier is a registered financial advisor currently at AUXIER ASSET MANAGEMENT located in Aurora, Oregon. Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Luke has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Gregory Scott Bowen
AdvisorCheck Check Mark
Portland, OR · CRD#
View profile
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#

Years of Experience

3 years registered in the securities industry

Current & Past Employments

Current

AUXIER ASSET MANAGEMENTCurrent·CRD# 107980
RIA
15668 Ne Eilers Rd, Aurora, OR 97002
October 9, 2023 - Present

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#

Current Firm

AA
AUXIER ASSET MANAGEMENT

AUXIER ASSET MANAGEMENT | AUXIER ASSET MANAGEMENT LLC

CRD#: 107980 / SEC#: 801-55757
RIA
Registered Investment Advisory firm - SEC (7/1/1998 Approved)

Contact Information

Main Address

15668 Ne Eilers Rd, Aurora, OR 97002

Phone Number

(503) 885-8807

# of Employees

11

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AUXIER ASSET MANAGEMENT LLC (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

506

AUM (Assets Under Management)

$946,070,277

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
07/30/2025Cover PageReport

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AUXIER ASSET MANAGEMENT

AUXIER ASSET MANAGEMENT | AUXIER ASSET MANAGEMENT LLC

CRD#: 107980 / SEC#: 801-55757
RIA
Registered Investment Advisory firm - SEC (7/1/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Oregon
(10/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2023About the Series 65 exam

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Luke N Auxier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Portland, OR · CRD#
Robert Randall Morrison
AdvisorCheck Check Mark
Robert Randall Morrison

ROCK CREEK WEALTH MANAGEMENT

HILLSBORO, OR · CRD#
Portland, OR · CRD#