Mounia Mokdad

JOEL ISAACSON & CO.

Wesley Chapel, FL

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CRD#: 7810531

Professional summary

Mounia Mokdad is a registered financial advisor currently at JOEL ISAACSON & CO., LLC located in Wesley Chapel, Florida.

Mounia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mounia has worked at 1 firm and has passed the SIE exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mounia Mokdad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2023 - Present

JOEL ISAACSON & CO., LLC

RIA

CRD#: 152450

Wesley Chapel, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOEL ISAACSON & CO., LLC

JOEL ISAACSON & CO. | JOEL ISAACSON & CO., LLC

CRD#: 152450 / SEC#: 801-70880

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

Texas

Registered Investment Advisory firm - (12/19/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 3/16/2021

Securities Industry Essentials Examination

Current Firm

JOEL ISAACSON & CO., LLC

JOEL ISAACSON & CO. | JOEL ISAACSON & CO., LLC

CRD#: 152450 / SEC#: 801-70880

RIA

Registered Investment Advisory firm - (12/17/2009 Approved)

Texas

Registered Investment Advisory firm - (12/19/2012 Terminated)

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Contact information

Main Address

546 Fifth Avenue, New York, NY 10036

Mailing Address

Phone number

(212) 302-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOEL ISAACSON & CO., LLC FORM ADV PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	5,347
AUM (Assets Under Management)	$ 8,039,009,854

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/20/2024	Cover Page	Report
10/27/2023	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mounia Mokdad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mounia Mokdad's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOEL ISAACSON & CO., LLC

Primary Firm SEC Registration

JOEL ISAACSON & CO., LLC

State Registrations and Notice Filings

Exams

SIE

Date: 3/16/2021

Current Firm

JOEL ISAACSON & CO., LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

JOEL ISAACSON & CO., LLC

TRUST BUT VERIFY

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