Eric M. Gashin

WALTER & SHUFFAIN FINANCIAL SERVICES

BOSTON, MA 02110

Some features on this profile are disabled

CRD#: 7809771

Professional summary

Eric Michael Gashin is a registered financial advisor currently at WALTER & SHUFFAIN FINANCIAL SERVICES, LLC located in Boston, Massachusetts.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Eric has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Walter Shuffain PC, not investment-related, same address as Walter Shuffain Financial Services LLC, CPA Firm Audit, Accounting & Tax compliance, CPA Shareholder, as of 6/2024, 120hrs/month, 6 hrs during trade hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Gashin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2023 - Present

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

Office #1: One International Place Suite 1010, Boston, MA 02110

RIA

CRD#: 147347

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2023

Uniform Investment Adviser Law Examination

Current Firm

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

CRD#: 147347 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/7/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One International Place Suite 1010, Boston, MA 02110

Mailing Address

Phone number

(617) 447-2719

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric M. Gashin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Michael Gashin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2023

Current Firm

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors