Elizabeth Roach

DELAP WEALTH ADVISORY

Lake Oswego, OR 97035

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CRD#: 7809376

Professional summary

Elizabeth Roach, who also goes by Beth Roach, Elizabeth Howard Roach, is a registered financial advisor currently at DELAP WEALTH ADVISORY, LLC located in Lake Oswego, Oregon.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Elizabeth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beth Roach | Elizabeth Howard Roach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Roach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2023 - Present

DELAP WEALTH ADVISORY, LLC

Office #1: 5885 Meadows Road Suite 200, Lake Oswego, OR 97035

RIA

CRD#: 282312

Lake Oswego, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELAP WEALTH ADVISORY, LLC

CRD#: 282312 / SEC#: 801-118278

RIA

Registered Investment Advisory firm - (3/24/2020 Approved)

Oregon

Registered Investment Advisory firm - (3/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2023

Uniform Investment Adviser Law Examination

Current Firm

DELAP WEALTH ADVISORY, LLC

CRD#: 282312 / SEC#: 801-118278

RIA

Registered Investment Advisory firm - (3/24/2020 Approved)

Oregon

Registered Investment Advisory firm - (3/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/26/2020 Terminated)

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Contact information

Main Address

5885 Meadows Road Suite 200, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 697-4118

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWA FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	619
AUM (Assets Under Management)	$ 819,926,324

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/10/2025	Cover Page	Report
02/24/2024	Cover Page	Report
01/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth Roach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Roach's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELAP WEALTH ADVISORY, LLC

Primary Firm SEC Registration

DELAP WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2023

Current Firm

DELAP WEALTH ADVISORY, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DELAP WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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