CJ
Charles E. Jarvis
QUASAR DISTRIBUTORS
Dallas, TX 75201
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CRD#: 7809104
CJ
Professional summary
Charles Edward Jarvis, who also goes by Charles Jarvis, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Dallas, Texas.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2023. Charles has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Charles Jarvis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STEPHANIE JARVIS INC; 2160 PARK ST, JACKSONVILLE, FL 32210; FURNITURE DELIVERY; START DATE 6/28/2024; APPROXIMATELY 4 HOURS/MONTH.
CRS (Client Relationship Summary) - BD
Click below to view Charles Edward Jarvis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 300 Crescent Ct, Suite 1760, Dallas, TX 75201BD
CRD#: 103848
Dallas, TX
Past
August 27, 2024 - November 8, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
December 12, 2023 - November 8, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2025)
RR
Alaska(5/28/2025)
RR
Arizona(5/28/2025)
RR
Arkansas(5/28/2025)
RR
California(5/28/2025)
RR
Colorado(5/28/2025)
RR
Connecticut(5/28/2025)
RR
Delaware(5/28/2025)
RR
Florida(5/28/2025)
RR
Georgia(5/28/2025)
RR
Hawaii(5/28/2025)
RR
Idaho(5/28/2025)
RR
Illinois(5/28/2025)
RR
Indiana(5/28/2025)
RR
Iowa(5/28/2025)
RR
Kansas(5/28/2025)
RR
Kentucky(5/28/2025)
RR
Louisiana(5/28/2025)
RR
Maine(5/28/2025)
RR
Maryland(5/28/2025)
RR
Massachusetts(5/28/2025)
RR
Michigan(5/28/2025)
RR
Minnesota(5/28/2025)
RR
Mississippi(5/28/2025)
RR
Missouri(5/28/2025)
RR
Montana(5/28/2025)
RR
Nebraska(5/28/2025)
RR
Nevada(5/28/2025)
RR
New Hampshire(5/28/2025)
RR
New Jersey(5/28/2025)
RR
New Mexico(5/28/2025)
RR
New York(5/28/2025)
RR
North Carolina(5/28/2025)
RR
North Dakota(5/28/2025)
RR
Ohio(5/29/2025)
RR
Oklahoma(5/28/2025)
RR
Oregon(5/28/2025)
RR
Pennsylvania(5/28/2025)
RR
Rhode Island(5/28/2025)
RR
South Carolina(5/28/2025)
RR
South Dakota(5/28/2025)
RR
Tennessee(6/2/2025)
RR
Texas(5/28/2025)
RR
Utah(5/28/2025)
RR
Vermont(5/28/2025)
RR
Virginia(5/28/2025)
RR
Washington(5/28/2025)
RR
West Virginia(5/28/2025)
RR
Wisconsin(5/28/2025)
RR
Wyoming(5/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/5/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/11/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
QUASAR DISTRIBUTORS, LLC
CRD#: 103848Dallas, TX 75201TRUST BUT VERIFY
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