Jacob C. Hagen-erickson

FORTRESS FINANCIAL GROUP

ROCHESTER, MN 55901

Some features on this profile are disabled

CRD#: 7807623

Professional summary

Jacob Collin Hagen-erickson, who also goes by Jake Hagen, is a registered financial advisor currently at FORTRESS FINANCIAL GROUP, LLC located in Rochester, Minnesota.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jacob has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake Hagen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; not investment-related; 1610 14th Street NW, Suite 100, Rochester, MN, 55901; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Collin Hagen-erickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2024 - Present

FORTRESS FINANCIAL GROUP, LLC

Office #1: 1610 14th Street Nw Suite 300, Rochester, MN 55901

RIA

CRD#: 315329

ROCHESTER, MN

Past

April 29, 2024 - May 20, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTRESS FINANCIAL GROUP, LLC

CRD#: 315329 / SEC#: 801-122032

RIA

Registered Investment Advisory firm - (8/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/6/2024

Securities Industry Essentials Examination

Current Firm

FORTRESS FINANCIAL GROUP, LLC

CRD#: 315329 / SEC#: 801-122032

RIA

Registered Investment Advisory firm - (8/9/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1610 14th Street Nw Suite 300, Rochester, MN 55901

Mailing Address

Phone number

(507) 529-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTRESS FINANCIAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	833
AUM (Assets Under Management)	$ 303,722,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Carrow

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Rochester, MN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jacob C. Hagen-erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Collin Hagen-erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTRESS FINANCIAL GROUP, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

FORTRESS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2024

Series 7TO

Date: 4/29/2024

SIE

Date: 1/6/2024

Current Firm

FORTRESS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTRESS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors