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CB

Callie Brooks

&WEALTH PARTNERS
Port St. Lucie, FL
Some features on this profile are disabled
CRD#: 7807448
CB

Professional summary

Callie Brooks, who also goes by Callie Elizabeth Guthrie, is a registered financial advisor currently at &WEALTH PARTNERS located in Port St. Lucie, Florida.

Callie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Callie has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Callie Elizabeth Guthrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Brooks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2023 - Present

&WEALTH PARTNERS

RIA
CRD#: 149136
Port St. Lucie, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
&P
&WEALTH PARTNERS
&WEALTH PARTNERS | PROVIDENCE WEALTH ADVISORY, LLC | AND WEALTH PARTNERS, LLC | &WEALTH PARTNERS, LLC

CRD#: 149136 / SEC#: 801-69853

RIA
Registered Investment Advisory firm - (1/2/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(9/18/2023)

Exams

Current Firm

&P
&WEALTH PARTNERS
&WEALTH PARTNERS | PROVIDENCE WEALTH ADVISORY, LLC | AND WEALTH PARTNERS, LLC | &WEALTH PARTNERS, LLC

CRD#: 149136 / SEC#: 801-69853

RIA
Registered Investment Advisory firm - (1/2/2009 Approved)
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Contact information

Main Address
1629 Thames Street Suite 300, Baltimore, MD 21231
Mailing Address
Phone number
(410) 844-3300
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AND WEALTH PARTNERS, LLC BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts279
AUM (Assets Under Management)$ 470,940,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

&WEALTH PARTNERS

CRD#: 149136Port St. Lucie, FL

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